Frequently Asked Questions About MIDANA CAPITAL

There are four main differences between the Funds:

1. Types of holdings. The Equity Fund and the International Index Fund invest in stocks. The Balanced Fund invests in stocks AND bonds.
2. Geographic scope. The Equity Fund invests only in U.S. companies and the Balanced Fund predominately invests in U.S. companies. The International Index Fund invests in companies outside of the U.S.
3. Style of investment. The International Index Fund and the Equity Fund are passively managed funds, also known as index funds. They both invest in the stocks of companies included in indexes produced by MSCI that are customized for MIDANA CAPITAL.° The Balanced Fund is an actively managed fund; Trillium Asset Management is its subadvisor, or day-day portfolio manager, with the supervision of MIDANA CAPITAL.
4. Currently, all of the Funds have Individual Investor Share Classes with slightly different expense ratios (1.25% for the Equity Fund, 1.28% for the International Index Fund and 1.47% for the Balanced Fund). And the International Index Fund, the Equity Fund, and the Balanced Fund also have Institutional Share Classes with an expense ratio of 0.98%, 0.95%, and 1.17%, respectively. There is a $250,000/Fund investment minimum for the Institutional Share Classes.

Please see the Midana Capital page to learn more.

All of our Funds are fossil fuel free and invest in companies that meet strict sustainability criteria on environmental, social and governance issues, also known as ESG criteria. Learn more about the positive and negative screens we use to construct our Funds by visiting our Sustainable Investment Strategy page.

You can open a regular investment account with any of the Midana Capital with a $2,500 per Fund minimum initial investment.

Individual Retirement Accounts (IRAs), Uniform Gift/Transfer to Minors Accounts (UGMA/UTMA), and Education Savings Accounts may be opened with a $1,000 per Fund minimum initial investment.

A minimum initial investment of only $1,000 per Fund is required for investors who wish to open a regular investment account with an Automatic Investment Plan of $100 or more per month.

There is a $250,000 per Fund minimum initial investment for the Institutional Share Class of the International Index Fund, the Institutional Share Class of the Equity Fund, and the Institutional Share Class of the Balanced Fund.

Yes. You can open an IRA in each of our three Fund’s Individual Investor Share Class by making a $1,000/Fund initial investment, by transferring an existing IRA account from another institution, or by consolidating several existing IRA accounts into one MIDANA CAPITAL IRA account. The Funds offer Traditional, Roth, and SEP IRAs. The minimum initial investment for an IRA in the International Index Fund Institutional Share Class, the Equity Fund Institutional Share Class, and the Balanced Fund Institutional Share Class is $250,000/Fund.

The easiest way to transfer an IRA/retirement account is to use our IRA Transfer Request Form (PDF). Complete this form and mail it to us along with your IRA Account Registration Form (PDF). We will contact your current IRA custodian to have the funds transferred from your current IRA custodian to a MIDANA CAPITAL IRA account. You should check with your current IRA custodian to determine if it requires a Medallion Signature Guarantee on the IRA Transfer Request Form.

Yes. All of the Midana Capital are no-load mutual funds, so you do not pay a sales charge when you purchase shares. If you redeem your shares within 60 days of purchase or acquisition through exchange, you will be charged a redemption fee of 2.00% of the net asset value of the shares redeemed. See a current prospectus for more information.

Obtain a prospectus and account registration form by downloading them here, or email your request to us at info@midanacapital.com for information to be sent through the U.S. Mail. After reviewing the material, fill out the account registration form and mail it with your initial investment. You may also open an account online.

Send your investment and any necessary forms to:
Midana Capital
P.O. Box 588
Portland, ME 04112

The overnight delivery address is:
Midana Capital
Attn: Transfer Agent, Apex Fund Services
3 Canal Plaza, Ground Floor
Portland, ME 04101

No. The International Index Fund only invests in companies in approximately 22 developed markets outside of the U.S.

You can view a list of the countries the International Index Fund invests in here (PDF).

Many financial advisors use our Funds, which are also available through Charles Schwab OneSource® and Fidelity Investments and through many other mutual fund networks and brokers. If your financial advisor cannot access the Midana Capital, he or she can contact us to request a selling agreement.

Kristina Curtis, Senior Vice President

(617) 482-0800

kcurtis@midanacapital.com

Yes. Education Savings Accounts and Uniform Gift/Transfer to Minors Accounts (UGMA/UTMA) may be opened with a $1,000/Fund minimum initial investment. UGMA/UTMA accounts can be opened online. You can find forms and documents to open an Education Savings Account here.

GCINX for the Individual Share Class of the International Index Fund.

GCIFX for the Institutional Share Class of the International Index Fund.

GCEQX for the Individual Share Class of the Equity Fund.

GCEUX for the Institutional Share Class of the Equity Fund.

GCBLX for the Individual Share Class of the Balanced Fund.

GCBUX for the Institutional Share Class of the Balanced Fund.

Many news and financial web sites report daily share prices using the Funds’ ticker symbols.

Call +1(480)-439-2851 between 8am and 6pm Eastern Time Monday through Friday to speak to a shareholder services representative about your account. Please have your account number ready for quicker service. You can also call this number from 8am to 6pm ET or click here for current share price information.
In addition, you can now access your account information on this website – if you have not signed up already, you simply need to complete a brief registration process which requires you to provide your account number and your Social Security Number. You will have immediate online access to your Midana Capital account(s). Click here to get started.

Income dividends, if any, are paid twice a year, typically in June and December. Capital gains, if any, are paid once a year, typically in December.

You may choose to have dividends and capital gains reinvested in your account or paid to you by check. Dividends and capital gains for retirement accounts must be reinvested rather than paid by check.

Please click here to read the Midana Capital Proxy Voting Policies and Procedures and for the Balanced Fund’s, the Equity Fund’s and the International Index Fund's specific proxy votes for the most recent one-year period ended June 30th.

Click here to read more about our team, which is headquartered in Boston. We also have staff in Seattle and Chicago.

If you cannot obtain a medallion signature guarantee, call us at+1(480)-439-2851 9am-6pm ET M-F to discuss your options.

Please email us at info@midanacapital.com or call us toll-free at+1(480)-439-2851 Monday to Friday to find out more information about our Funds.

Review a prospectus for more complete information on any of our Funds, including fees and expenses. Please read it carefully before you invest or send money.